A 3-D NAPL Flow and Biodegradation Model
Phillip C. de Blanc, Daene C. McKinney and Gerald E. Speitel Jr.
Department of Civil Engineering, University of Texas at Austin
ABSTRACT
A three-dimensional, multi-phase, multi-component porous media flow model
has been developed and is described. The flow model simulates the transport
and biodegradation of lighter-than-water non-aqueous phase liquids (LNAPLs)
and denser-than-water non-aqueous phase liquids (DNAPLs). Multiple pumping
and injection wells can be specified to test remediation schemes. The biodegradation
model describes biological transformation of the organic contaminants originating
from NAPL sources, and can accommodate multiple substrates, electron acceptors,
and biological species. The biodegradation model includes inhibition, sequential
use of electron acceptors, and cometabolism. Example simulations illustrate
the model capabilities.
INTRODUCTION
The University of Texas is completing improvements to a multi-phase flow
simulator called UTCHEM. Advanced biodegradation capabilities have recently
been incorporated into UTCHEM that allow both the flow of non-aqueous phase
liquids (NAPLs) and the fate of organic NAPL constituents to be described
within the same model. This paper describes the multi-phase flow and biodegradation
model components, discusses the biodegradation model equations and features,
and provides two example UTCHEM simulations that demonstrate some of the
biodegradation model capabilities.
MODEL DESCRIPTION AND FEATURES
UTCHEM is a multi-phase, multi-component, three-dimensional, numerical model
that simulates the fate and transport of both dissolved and non-aqueous
phase organic contaminants in porous media. The model can be used to simulate
spills of either lighter-than-water NAPLs (LNAPLs) or denser-than-water
NAPLs (DNAPLs). The NAPL phase can contain up to five organic constituents.
The transfer of organic contaminants from the NAPL to the aqueous phase
is described through either equilibrium partitioning or a linear driving
force non-equilibrium mass transfer model. Adsorption of organic constituents
is modeled through equilibrium partitioning. An arbitrary number of injection
and pumping wells can be specified so that bioremediation schemes can be
modeled and bioremediation designs can be optimized. The previous version
of the UTCHEM model is described in detail by Delshad et al. (1996).
UTCHEM also simulates the biodegradation of chemical compounds that can
serve as substrates (carbon and/or energy sources) for microorganisms. The
model simulates the destruction of substrates, the consumption of electron
acceptors (e.g. oxygen, nitrate, etc.), and the growth of biomass. Substrates
can be biodegraded by free-floating microorganisms in the aqueous phase
or by attached biomass present as microcolonies in the manner of Molz et
al. (1986). Multiple substrates, electron acceptors and biological species
are accommodated by the model. Important assumptions for the biodegradation
model are:
- Biodegradation reactions occur only in the aqueous phase.
- Microcolonies are fully penetrated; i.e., there is no internal resistance
to mass transport within the attached biomass.
- Biomass is initially uniformly distributed throughout the porous medium.
- Biomass is prevented from decaying below a lower limit by metabolism
of naturally occurring organic matter unless cometabolic reactions act to
reduce the active biomass concentrations below natural levels.
- The area available for transport of organic constituents into attached
biomass is directly proportional to the quantity of biomass present.
The biodegradation model includes the following features:
- Monod, first-order, or instantaneous biodegradation kinetics.
- Formation of biodegradation by-products.
- External mass transfer resistances to microcolonies (mass transfer resistances
can be removed by the user if desired).
- Inhibition of biodegradation by electron acceptors and substrates toxic
to microorganisms.
- Nutrient limitations to biodegradation reactions.
- First-order abiotic decay reactions.
- Enzyme competition between multiple substrates.
- Modeling of cometabolism with reducing power limitations and finite
transformation
capacities using the model of Chang and Alvarez-Cohen (1995).
- Biodegradation reactions in both the vadose zone and under fully water
saturated conditions.
BIODEGRADATION EQUATIONS AND SOLUTION PROCEDURE
The biodegradation model equations describe the transport of substrate and
electron acceptor from the aqueous phase into attached biomass, the loss
of substrate and electron acceptor through biodegradation reactions, and
the resulting growth of the free-floating or attached biomass. The flow
and biodegradation system is solved through operator splitting, in which
the solution to the flow equations is used as the initial conditions for
the biodegradation reactions. This approach is convenient because modifications
can be made to the system of biodegradation equations without having to
reformulate the partial differential equations that describe advection and
dispersion.
The biodegradation equations comprise a system of ordinary differential
equations that must be solved at each grid block and each time step after
the advection and dispersion terms are calculated. Because the mass transfer
terms can make the system of equations stiff, the system is solved using
a Gear's method routine published by Kahaner et al. (1989). The characteristics
and numerical solution of this system of equations is discussed by de Blanc
et al. (1996).
For a simple system of a single substrate, electron acceptor and biological
species, the system of biodegradation equations is:
1) 
2) 
3) 
4) 
5) 
6) 
where:
- S = concentration of substrate in the aqueous phase (ML-3)
= concentration of substrate in attached biomass (ML-3)
- A = concentration of electron acceptor in the aqueous phase (ML-3)
= concentration of electron acceptor in attached biomass (ML-3)
- X = concentration of free-floating biomass (ML-3)
= concentration of attached biomass (mass of attached biomass
per volume of porous medium, ML-3)
- E = mass of electron acceptor consumed per mass of substrate
biodegraded
- = surface area of a single microcolony (L2)
- = mass transfer coefficient (LT-1)
- max = maximum specific growth rate (T-1)
- mk = mass of a single microcolony (M)
- x = biomass density (ML-3)
- Vk = volume of a single microcolony (L3)
- Y = yield coefficient; mass of biomass produced per mass of substrate
biodegraded
- Ks = substrate half-saturation coefficient (ML-3)
- Ka = electron acceptor half-saturation coefficient (ML-3)
- b = endogenous decay coefficient (T-1)
- kabio = first-order abiotic rate constant (T-1)
These equations are similar to the system of equations solved by Molz et
al. (1984) and Chen et al. (1992). Equation 1 includes three
mechanisms for loss of substrate from the aqueous phase: diffusion of substrate
across a stagnant liquid layer into attached biomass; biodegradation of
substrate by unattached microorganisms in the aqueous phase; and abiotic
loss of the substrate through first-order reactions. The biodegradation
reactions are limited by both the substrate and electron acceptor concentrations
through the Monod terms.
Equation 2 describes the loss of substrate within attached biomass and is
written for a single microcolony (Molz et al., 1986) This equation
describes the diffusion of substrate into attached biomass and the biodegradation
of the substrate within the biomass.
Equations 3 and 4 describe the loss of the electron acceptor. These equations
are similar to Equations 1 and 2 in that they describe diffusion across
a liquid film and loss in biodegradation reactions. The biodegradation rate
expressions are multiplied by the factor E, the mass of electron
acceptor consumed per mass of substrate biodegraded. Equations 4 and 5 describe
the growth and decay of unattached and attached biomass, respectively.
When biodegradation reactions with more than one substrate are being modeled,
equations similar to Equations 1 and 2 are solved for each additional substrate.
Similarly, equations similar to Equations 3 and 4 are solved for each additional
electron acceptor. Substrates can be biodegraded by microorganisms using
more than one electron acceptor, and each electron acceptor can be used
for biodegradation of multiple substrates.
When substrate competition is considered, the half-saturation coefficient
of each Monod term is modified in the following manner (Bailey and Ollis,
1986):
7) 
where:
S1, S2 = concentration of substrates 1 and 2, respectively (ML-3)
Ks1,Ks2 = concentration of half-saturation coefficients for substrates
1 and 2, respectively (ML-3)
If sequential electron acceptor utilization occurs (e.g., oxygen consumption
followed by consumption of nitrate), then the equations for substrate loss,
electron acceptor consumption and biomass growth are modified by multiplying
the biodegradation rate expressions by an inhibition factor of the form
(Widdowson et al., 1988):
8) 
where I is an experimentally determined inhibition constant. The
inhibition factor approaches 0 as the concentration of the inhibiting substance
increases. For nitrate respiration, for example, this term keeps denitrification
rates very small until oxygen is nearly exhausted.
When cometabolic reactions are considered, the equation describing attached
biomass growth is (Chang and Alvarez-Cohen, 1995):
9) 
where Tc is the transformation capacity, defined as the mass of substrate
biodegraded per mass of biomass deactivated by the reaction. The second
expression in Equations 9 describes the deactivation of biomass through
cometabolism reactions, which can produce toxic by-products that damage
cells (Chang and Alvarez-Cohen, 1995).
MODEL TESTING AND VALIDATION
The biodegradation component of UTCHEM was tested to ensure that correct
solutions to the biodegradation equations are produced. The testing consisted
of batch biodegradation simulations, in which the solutions to the equations
provided by the model for simple systems were compared to solutions calculated
in spreadsheets. Complete biodegradation solutions were also compared to
literature solutions (Molz et al., 1986) to ensure that the simultaneous
transport and biodegradation of substrates and electron acceptors produced
reasonable results. The biodegradation model has not yet been validated
by comparison to experimental or field data.
EXAMPLE SIMULATIONS
The multi-phase flow and biodegradation capabilities of the model are demonstrated
through the simulation of hypothetical LNAPL and DNAPL spills. In these
simulations, the modeling domain consists of a confined aquifer that is
125 m long by 54 m wide by 6 m thick. The domain is simulated with 25 grid
blocks in the x direction, 11 grid blocks in the y direction, and 5 grid
blocks in the z direction. Groundwater is flowing from left to right with
an average velocity of 0.1 m/day. The spills are modeled by injecting the
NAPL into the center of grid block (5, 6, 1), which is approximately 22
meters from the left boundary in the center of the modeling grid. There
is no air phase in these simulations; the top boundary is a no-flow boundary.
LNAPL Simulation Example
Sequential use of electron acceptors and partitioning of multiple components
into the aqueous phase are illustrated with an example LNAPL simulation.
The LNAPL example simulates a leak of 1,000 gallons of crude oil containing
approximately 1% by volume of benzene and 6% by volume of toluene into a
shallow, confined aquifer. The leak is assumed to occur over a four-day
period.
Figure 1 shows the evolution of the oil lens in a vertical slice down the
center of the aquifer in the x-z plane. As seen in Figure 1, the oil moves
little once the oil lens is established. The oil lens gradually decreases
in size as the organic constituents dissolve into the flowing groundwater.
As the benzene and toluene partition out of the crude oil into the aqueous
phase, they become available to microorganisms as substrates. For simplicity,
a single population of microorganisms capable of biodegrading the benzene
and toluene is assumed to exist in the aquifer. This biological species
biodegrades both benzene and toluene aerobically and biodegrades toluene
anaerobically with nitrate as the electron acceptor. Biodegradation kinetic
parameters used for the simulation were obtained from Chen et al.
(1992).
Figure 2 compares the concentration of benzene in the aqueous phase at 500
days to the concentration of benzene that would exist if no biodegradation
reactions were occurring. The figure shows that significant biodegradation
of dissolved benzene has occurred. The toluene plume is also shown in Figure
2. Although toluene has a lower solubility than benzene, the maximum toluene
concentration in the dissolved phase is higher than the maximum concentration
of the benzene plume because its concentration in the crude oil is greater
than the benzene crude oil concentration. Toluene concentrations are nearly
as low as benzene concentrations at the fringes of the plume because toluene
is biodegraded both aerobically and anaerobically, where oxygen is exhausted,
but the benzene is not.
The concentrations of benzene, toluene, oxygen and nitrate at 500 days are
compared in Figure 3. Oxygen immediately downgradient of the spill is practically
exhausted. Nitrate is also nearly exhausted from the area immediately downgradient
of the spill because sufficient time has elapsed since oxygen depletion
to allow denitrification to occur. However, at the forward edge of the plume,
relatively high nitrate concentrations still exist in areas where oxygen
has been depleted, but not exhausted.
DNAPL Simulation Example
Different model capabilities are illustrated with a DNAPL simulation in
which TCE is biodegraded through cometabolism. In this simulation, 7.5 gallons
of TCE is spilled in a single day. The cometabolic process is illustrated
by injecting water containing methane through five injection wells located
approximately 24 meters downgradient of the spill. The water contains 20
mg/L methane and 8 mg/L oxygen. The water injection rate is 1.4 m3 per day
per well.
A population of methanotrophic microorganisms capable of biodegrading TCE
aerobically through cometabolism is assumed to exist in the aquifer. The
methanotrophs use methane as the primary substrate and oxygen as the electron
acceptor. TCE biodegradation is assumed to reduce the active biomass and
consume reducing power of the methanotrophs, so that TCE biodegradation
both reduces the active biomass concentration and reduces the active biomass's
biodegradation effectiveness. Once biomass has become deactivated, it does
not become active again. Biodegradation rate parameters were obtained from
Chang and Alvarez-Cohen (1995).
The effect of the methane injection wells is illustrated in Figure 4, where
concentrations of TCE, a hypothetical TCE tracer, oxygen and methane are
shown at 170 days. The TCE tracer is simply TCE that is not allowed to biodegrade
in the model so that the effects of biodegradation can be seen. Concentration
contours of the different constituents are shown in the top 1.2-m layer
of the aquifer. Oxygen is depleted downgradient of the plume, but only a
small fraction of the oxygen is consumed upgradient of the methane injection
wells. Most of the oxygen upgradient of the wells remains because the high
TCE concentrations deactivate the biomass and consume reducing power, preventing
the TCE from biodegrading and further depleting the oxygen.
Even with a small TCE spill, TCE concentrations in the aquifer are so high
that most biomass immediately downgradient of the spill is deactivated.
Significant TCE biodegradation occurs only where appreciable methane is
present to regenerate the microorganism's reducing power and where TCE concentrations
are low. These effects can be seen in Figure 4. The high concentration contours
of the TCE and TCE tracer are nearly the same, but biodegradation of the
TCE causes a slight retardation in the progress of the TCE plume at low
concentrations.
FUTURE MODEL ENHANCEMENTS
The UTCHEM biodegradation model is still in the development stage. The following
features are planned for inclusion in the model prior to its completion:
- Biomass detachment and re-attachment;
- Biomass growth limitations to prevent unbridled biomass growth;
- Effects of biomass growth on porosity and permeability;
- Incorporation of lag times to account for biomass acclimation.
ACKNOWLEDGMENT
The authors wish to acknowledge the significant contributions of Drs. Mojdeh
Delshad, Gary A. Pope, and Kamy Sepehrnoori to our understanding of multiphase
flow modeling and in the successful integration of the biodegradation modeling
component into UTCHEM. This work was supported by the U.S. Environmental
Protection Agency Robert S. Kerr Environmental Research Laboratory under
grant CR 821897-01-0. This research has not been subjected to Agency review
and therefore does not necessarily reflect the view of the Agency and no
official endorsement should be inferred.
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Figure 3. Concentrations of benzene without biodegradation, benzene with
biodegradation, toluene, oxygen, and nitrate in upper 1.2 m of aquifer along
aquifer center line at 500 days.
